Conflicts

Designed to be imported as extra tasks into existing work types. Covers Conflict of interest checks, including own interest conflict, acting for borrower and lender, outsourced services and acting for 2 or more clients in the same or related matter. Our conflict assessment will prompt the fee earners to think about all possible conflicts and record them appropriately meeting requirements of many accreditations.

Task 1 Conflict of Interest

Allocate a Custom Questionnaire

Conflict of Interest Initial Checks

Allocate a Custom Questionnaire

Own Interest Conflict Assessment

Allocate a Custom Questionnaire

Conflict of Interest Own InterestrnAppears when ‘Is there an Own Interest Conflict’ = Yes

Display a message to the user

Own Interest Conflict – You Cannot Act for this clientrnAppears when ‘Is there an Own Interest Conflict’ = Yes rnrn

Allocate a Custom Questionnaire

Conflict of Interest Multiple Clients rnAppears when ‘ 2+ Clients instructing in same or related matter’ = Yes

Allocate a Custom Questionnaire

Conflict of Interest Multiple Clients Assessment rnAppears when Do exceptions apply = Yes

Allocate a Custom Questionnaire

Conflict of Interest Same Objective rnrnAppears when ‘ Clients are Competing for the Same Objective = Yes

Allocate a Custom Questionnaire

Conflict of Interest Common InterestrnrnAppears when Clients have a Substantially Common Interest = Yes

Allocate a Custom Questionnaire

Conflict of Interest ConfidentialityrnrnAppears when rnConflict with Duty of Confidentiality = YesrnANDrn2+ Clients instructing in same or related matter = Yesrnrn

Allocate a Custom Questionnaire

Conflict of Interest Outsourced ServicesrnrnAppears when Outsourced Services = Yes

Allocate a Custom Questionnaire

Conflict of Interest Grant of Mortgage rnrnAppears when Matter Involve Grant of Mortgage = Yes

Edit Multi-Record Dossier

Conflict Related People rnrnAppears When rnIs there an Own Interest Conflict = Yes rnORrn2+ Clients Instructing in same or related matter = YesrnOR rnDoes Matter Involve Grant of Mortgage = YESrnORrnOutsourced Services = Yesrnrn

Set Dossier Field

Conflict exists = Yes rnrnWhen rnIs there an own Interest Conflict = YesrnOrrn2+ Clients Instructing in same or Related Matter = YesrnORrnConflict with Duty of Confidentiality = Yes

Set Dossier Field

Able to Act = No rnrnWhen rnIs there an Own Interest Conflict = Yes

Allocate a Custom Questionnaire

Conflict of Interest Decision

Display a message to the user

“Conflict Exists – unable to act for client” rnrnwhen Able to Act = No

Allocate a Custom Questionnaire

Conflict of Interest Able to ActrnrnWhen Able to Act = Yes rnANDrnConflict Exists = Yes

Send Standard Document

Conflict of Interest Record

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Send Standard Document

Will run when Is There an Own Interest Conflict = YesrnORrn2 + Clients instructing in same or related matter = Yes rnOR rnDoes Matter Involve Grant of Mortgage = Yes rnORrnOutsourced services = Yesrnrn

Conflict of Interest – Related Parties

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Document pack for this workflow

Conflict of Interest Record

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Conflict of Interest - Related Parties

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