Complaint Handling

Designed to be used as its own “matter”. Manage the complaints process through Osprey. Record details of the complaint, the details of the investigation and respond to the complainant. Ensure you respond to the complainant within accepted timeframes with automatic key dates. Reporting suite allows COLP to keep track of open companies and report on complaints for a specific period to make PI and accreditation renewals easier.

Task 1 Record of Complaint

Display a message to the user

Please Telephone the Complainant and discuss their complaint

Allocate a Custom Questionnaire

Complaint Discussed by phone

Send Standard Document

Will only run if complaint has been discussed by telephonernrnrnrn

Telephone Attendance Note

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Set Dossier Field

C_COMP_CL – Complaint Closed = Open

Allocate a Custom Questionnaire

Matter Details

Allocate a Custom Questionnaire

Complaint Details

Allocate a Custom Questionnaire

Complaint Details

Send Standard Document

Acknowledgement of Complaint

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Send Standard Document

Complaints Handling Policy

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Set Dossier Field

C_COMP_STAGE – Complaint Stage = Complaint Received and Acknowledged

Add A Dossier Date

C_D_COMP_ACK – Date of Complaint Acknowledgement = Today

Add a keydate linked to dossier field

COMP_RESPD – u0022Deadline to Provide Initial Response to Complaintu0022 21 days after Date of Complaint Acknowledgement

Allocate a Custom Questionnaire

COMP_INV – u0022Investigation should be Nearing Completionu0022 14 days after Date of Complaint Acknowledgement

Send Standard Document

Steps in Investigation of Complaint

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Task 2 Record Investigation Findings

Add A Dossier Date

C_D_INV_COMP Date Investigation in to Complaint Complete = Today

Meet unmet keydates by type

COMP_INV

Allocate a Custom Questionnaire

Investigation Findings

Send Standard Document

Complaint Investigation File Note

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Add an automatic keydate to matter

COMP_RESP – Provide Initial Response to Complainant = Today

Set Dossier Field

C_COMP_STAGE Complaint Stage = Investigation Completern

Task 3 Initial Response to Complainant

Send Standard Document

Initial Response to Complainant

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Meet unmet keydates by type

COMP_RESP

Meet unmet keydates by type

COMP_RESPD

Add an automatic keydate to matter

COMP_CHASE Chase Complainant for response after 14 days

Set Dossier Field

C_COMP_STAGE Complaint Stage = Initial Response to Complainant

Add A Dossier Date

C_D_INIT_RESP – Date of initial Response to Complainant = Today

Task 4 Complainants Initial Response Recieved

Add A Dossier Date

C_D_COMP_RESP – Date Complainants Response Received = Today

Allocate a Custom Questionnaire

Complainants Initial Response

Send Standard Document

Will only run if complainant accepts the proposed remedyrn

Letter to Complainant Closing complain

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Set Dossier Field

C_COMP_STAGE – Complaint Stage = Initial Remedy AcceptedrnWill only run if complainant accepts the proposed remedy

Set Dossier Field

C_COMP_CL – Complaint Closed = Closed rnWill only run if complainant accepts the proposed remedy

Allocate a Custom Questionnaire

Proposed Remedy rejectionrnWill only run if complainant has not accepted the proposed remedyrn

Send Standard Document

Will only run if complainant has not accepted the proposed remedyrnrn

Second Response to Complainant

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Set Dossier Field

C_COMP_STAGE – Complaint Stage = Complainant Response ReceivedrnWill only run if complainant has not accepted the proposed remedy

Meet unmet keydates by type

COMP_CHASE

Add a keydate linked to dossier field

COMP_RESPD – u0022Deadline to provide final Response to Complainantu0022 – C_D_COMP_RESP Date Complainants Response Received + 14 Days rnWill only run if complainant has not accepted the proposed remedy

Add a keydate linked to dossier field

COMP_INV – u0022Final Complaint Investigation Should be Nearing Completionu0022 – C_D_COMP_RESP Date Complainants Response Received + 7 Days rnWill only run if complainant has not accepted the proposed remedy

Task 5 Record Final Investigation Findings

Add an automatic keydate to matter

COMP_RESP – u0022Provide Final Response to Complainantu0022 = Today rnWill only run if complainant has not accepted the proposed remedy

Allocate a Custom Questionnaire

Investigation Findings rnWill only run if complainant has not accepted the proposed remedy

Meet unmet keydates by type

COMP_INVrnWill only run if complainant has not accepted the proposed remedy

Send Standard Document

Will only run if complainant has not accepted the proposed remedyrnrn

Final Complaint Investigation File Note

Open in new tab

Set Dossier Field

C_COMP_STAGE – Complaint Stage = Final Investigation Complete rnWill only run if complainant has not accepted the proposed remedy

Task 6 Final Response to Complainant

Allocate a Custom Questionnaire

Add a Dossier Date for today if the remedy wasn’t acceptedrnWill only run if complainant has not accepted the proposed remedy

Meet unmet keydates by type

COMP_RESPDrnWill only run if complainant has not accepted the proposed remedy

Meet unmet keydates by type

COMP_RESPrnWill only run if complainant has not accepted the proposed remedy

Send Standard Document

Will only run if complainant has not accepted the proposed remedyrnrn

Final Response to Complainant

Open in new tab

Add an automatic keydate to matter

COMP_CHASE – Chase Complainant for response + 14 days rnWill only run if complainant has not accepted the proposed remedy

Task 7 Complainants Response to Final Remedy Proposal Received

Add A Dossier Date

C_D_COMP_RESP2 Date Response to Final Remedy Proposal Received= Today

Allocate a Custom Questionnaire

Complainants Final Response

Send Standard Document

Will only run if complainant has accepted the proposed final remedyrn

Final Letter to Complainant Closing Complaint

Open in new tab

Set Dossier Field

C_COMP_STAGE – Complaint Stage = Final Remedy has been acceptedrnWill only run if complainant has accepted the proposed final remedy

Allocate a Custom Questionnaire

Final Remedy RejectionrnWill only run if complainant has not accepted the proposed final remedy

Send Standard Document

Will only run if complainant has not accepted the proposed final remedyrnrn

Final Letter to Complainant

Open in new tab

Set Dossier Field

C_COMP_STAGE – Complaint Stage = Complainant Final Response has been receivedrnWill only run if complainant has not accepted the proposed final remedy

Meet unmet keydates by type

COMP_CHASE

Set Dossier Field

C_COMP_CL Complaint Closed = Closed

Document pack for this workflow

Telephone Attendance Note

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Acknowledgement of Complaint

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Complaints Handling Policy

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Steps in Investigation of Complaint

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Complaint Investigation File Note

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Initial Response to Complainant

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Letter to Complainant Closing complain

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Second Response to Complainant

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Final Complaint Investigation File Note

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Final Response to Complainant

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Final Letter to Complainant Closing Complaint

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Final Letter to Complainant

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