{"id":69603,"date":"2024-09-27T15:50:40","date_gmt":"2024-09-27T14:50:40","guid":{"rendered":"https:\/\/support.ospreyapproach.com\/?post_type=pracctice_workflow&p=69603"},"modified":"2024-09-27T15:53:41","modified_gmt":"2024-09-27T14:53:41","slug":"aml-risk-assessment","status":"publish","type":"pracctice_workflow","link":"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/focused-workflows\/aml-risk-assessment\/","title":{"rendered":"AML Risk Assessment"},"content":{"rendered":"\n

This workflow helps you to meet your obligations under The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017. The workflow will prompt the user to analyse both the client and matter risk.  The tasks can be integrated into your existing workflows where needed, or run as a standalone workflow on existing work types.<\/p>\n\n\n\nTask 1<\/span> AML Initial Risk Assessment<\/span><\/span>\n\n

<\/i><\/div>

Allocate a Custom Questionnaire<\/strong><\/p>

CLIENT DETAILS – AML Risk<\/p><\/div><\/div><\/div><\/div>\n\n

\n
\"\"<\/figure>\n<\/div>\n\n
<\/i><\/div>

Allocate a Custom Questionnaire<\/strong><\/p>

CLIENT RISK – AML Risk<\/p><\/div><\/div><\/div><\/div>\n\n

\n
\"\"<\/figure>\n<\/div>\n\n
<\/i><\/div>

Allocate a Custom Questionnaire<\/strong><\/p>

JURISDICTION RISK – AML Risk<\/p><\/div><\/div><\/div><\/div>\n\n

\n
\"\"<\/figure>\n<\/div>\n\n
<\/i><\/div>

Allocate a Custom Questionnaire<\/strong><\/p>

DELIVERY CHANNEL RISK – AML Risk<\/p><\/div><\/div><\/div><\/div>\n\n

\n
\"\"<\/figure>\n<\/div>\n\n
<\/i><\/div>

Allocate a Custom Questionnaire<\/strong><\/p>

DUE DILIGENCE REVIEW – AML Risk<\/p><\/div><\/div><\/div><\/div>\n\n

\n
\"\"<\/figure>\n<\/div>\n\n
<\/i><\/div>

Allocate a Custom Questionnaire<\/strong><\/p>

FOR ENTITIES – AML Risk
\r\n
\r\nThis will only run if the Entity Type field is filled in<\/p><\/div><\/div><\/div><\/div>\n\n

\n
\"\"<\/figure>\n<\/div>\n\n
<\/i><\/div>

Allocate a Custom Questionnaire<\/strong><\/p>

MATTER RISK – AML Risk<\/p><\/div><\/div><\/div><\/div>\n\n

\n
\"\"<\/figure>\n<\/div>\n\n
<\/i><\/div>

Allocate a Custom Questionnaire<\/strong><\/p>

PRODUCT\/SERVICE RISK – AML Risk<\/p><\/div><\/div><\/div><\/div>\n\n

\n
\"\"<\/figure>\n<\/div>\n\n
<\/i><\/div>

Allocate a Custom Questionnaire<\/strong><\/p>

ENHANCED DUE DILIGENCE – AML Risk<\/p><\/div><\/div><\/div><\/div>\n\n

\n
\"\"<\/figure>\n<\/div>\n\n
<\/i><\/div>

Allocate a Custom Questionnaire<\/strong><\/p>

RISK LEVEL – AML Risk<\/p><\/div><\/div><\/div><\/div>\n\n

\n
\"\"<\/figure>\n<\/div>\n\n
<\/i><\/div>

Allocate a Custom Questionnaire<\/strong><\/p>

FOR HIGH-RISK MATTERS – AML Risk
\r\n
\r\nThis will only run if either What level of risk is posed by the client? or What level of risk is posed by the matter? is set to High, <\/p><\/div><\/div><\/div><\/div>\n\n

\n
\"\"<\/figure>\n<\/div>\n\n
<\/i><\/div>

Allocate a Custom Questionnaire<\/strong><\/p>

DUE DILIGENCE – AML Risk<\/p><\/div><\/div><\/div><\/div>\n\n

\n
\"\"<\/figure>\n<\/div>\n\n
<\/i><\/div>

Send Standard Document<\/strong><\/p>

INITIAL AML Client & Matter Risk Assessment<\/strong><\/p>

<\/i> Show preview<\/a>   <\/i> Open in new tab<\/a><\/p><\/div><\/div><\/div><\/div><\/div>\n\n\nTask 2<\/span> AML Interim Risk Assessment<\/span><\/span>\n\n

<\/i><\/div>

Allocate a Custom Questionnaire<\/strong><\/p>

INTERIM RISK ASSESSMENT – AML Risk<\/p><\/div><\/div><\/div><\/div>\n\n

\n
\"\"<\/figure>\n<\/div>\n\n
<\/i><\/div>

Send Standard Document<\/strong><\/p>

INTERIM AML Client & Matter Risk Assessment<\/strong><\/p>

<\/i> Show preview<\/a>   <\/i> Open in new tab<\/a><\/p><\/div><\/div><\/div><\/div><\/div>\n\n\nTask 3<\/span> AML Final Risk Assessment<\/span><\/span>\n\n

<\/i><\/div>

Allocate a Custom Questionnaire<\/strong><\/p>

FINAL RISK ASSESSMENT – AML Risk<\/p><\/div><\/div><\/div><\/div>\n\n

\n
\"\"<\/figure>\n<\/div>\n\n
<\/i><\/div>

Send Standard Document<\/strong><\/p>

FINAL AML Client & Matter Risk Assessment<\/strong><\/p>

<\/i> Show preview<\/a>   <\/i> Open in new tab<\/a><\/p><\/div><\/div><\/div><\/div><\/div>\n\n\n

<\/p>\n","protected":false},"excerpt":{"rendered":"

This workflow helps you to meet your obligations under The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017. The workflow will prompt the user to analyse both the client and matter risk.  The tasks can be integrated into your existing workflows where needed, or run as a standalone workflow […]<\/p>\n","protected":false},"featured_media":0,"template":"","tags":[],"pracctice_practice_area":[117],"class_list":["post-69603","pracctice_workflow","type-pracctice_workflow","status-publish","hentry","pracctice_practice_area-compliance"],"acf":[],"yoast_head":"\nAML Risk Assessment - Osprey Approach Customer Support & Training | Osprey Academy<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/focused-workflows\/aml-risk-assessment\/\" \/>\n<meta property=\"og:locale\" content=\"en_GB\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"AML Risk Assessment - Osprey Approach Customer Support & Training | Osprey Academy\" \/>\n<meta property=\"og:description\" content=\"This workflow helps you to meet your obligations under The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017. The workflow will prompt the user to analyse both the client and matter risk.  The tasks can be integrated into your existing workflows where needed, or run as a standalone workflow […]\" \/>\n<meta property=\"og:url\" content=\"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/focused-workflows\/aml-risk-assessment\/\" \/>\n<meta property=\"og:site_name\" content=\"Osprey Approach Customer Support & Training | Osprey Academy\" \/>\n<meta property=\"article:publisher\" content=\"https:\/\/www.facebook.com\/OspreyApproachUK\/\" \/>\n<meta property=\"article:modified_time\" content=\"2024-09-27T14:53:41+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/support.ospreyapproach.com\/content\/uploads\/sites\/2\/2024\/09\/image-1.png\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:site\" content=\"@OspreyApproach\" \/>\n<meta name=\"twitter:label1\" content=\"Estimated reading time\" \/>\n\t<meta name=\"twitter:data1\" content=\"4 minutes\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\/\/schema.org\",\"@graph\":[{\"@type\":\"WebPage\",\"@id\":\"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/focused-workflows\/aml-risk-assessment\/\",\"url\":\"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/focused-workflows\/aml-risk-assessment\/\",\"name\":\"AML Risk Assessment - Osprey Approach Customer Support & Training | Osprey Academy\",\"isPartOf\":{\"@id\":\"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/#website\"},\"primaryImageOfPage\":{\"@id\":\"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/focused-workflows\/aml-risk-assessment\/#primaryimage\"},\"image\":{\"@id\":\"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/focused-workflows\/aml-risk-assessment\/#primaryimage\"},\"thumbnailUrl\":\"https:\/\/support.ospreyapproach.com\/content\/uploads\/sites\/2\/2024\/09\/image-1.png\",\"datePublished\":\"2024-09-27T14:50:40+00:00\",\"dateModified\":\"2024-09-27T14:53:41+00:00\",\"breadcrumb\":{\"@id\":\"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/focused-workflows\/aml-risk-assessment\/#breadcrumb\"},\"inLanguage\":\"en-GB\",\"potentialAction\":[{\"@type\":\"ReadAction\",\"target\":[\"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/focused-workflows\/aml-risk-assessment\/\"]}]},{\"@type\":\"ImageObject\",\"inLanguage\":\"en-GB\",\"@id\":\"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/focused-workflows\/aml-risk-assessment\/#primaryimage\",\"url\":\"https:\/\/support.ospreyapproach.com\/content\/uploads\/sites\/2\/2024\/09\/image-1.png\",\"contentUrl\":\"https:\/\/support.ospreyapproach.com\/content\/uploads\/sites\/2\/2024\/09\/image-1.png\"},{\"@type\":\"BreadcrumbList\",\"@id\":\"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/focused-workflows\/aml-risk-assessment\/#breadcrumb\",\"itemListElement\":[{\"@type\":\"ListItem\",\"position\":1,\"name\":\"Home\",\"item\":\"https:\/\/support.ospreyapproach.com\/\"},{\"@type\":\"ListItem\",\"position\":2,\"name\":\"Focused Workflows\",\"item\":\"https:\/\/support.ospreyapproach.com\/focused-workflows\/\"},{\"@type\":\"ListItem\",\"position\":3,\"name\":\"AML Risk Assessment\"}]},{\"@type\":\"WebSite\",\"@id\":\"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/#website\",\"url\":\"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/\",\"name\":\"Osprey Approach Customer Support & Training | Osprey Academy\",\"description\":\"\",\"publisher\":{\"@id\":\"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/#organization\"},\"potentialAction\":[{\"@type\":\"SearchAction\",\"target\":{\"@type\":\"EntryPoint\",\"urlTemplate\":\"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/?s={search_term_string}\"},\"query-input\":{\"@type\":\"PropertyValueSpecification\",\"valueRequired\":true,\"valueName\":\"search_term_string\"}}],\"inLanguage\":\"en-GB\"},{\"@type\":\"Organization\",\"@id\":\"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/#organization\",\"name\":\"Osprey Approach Customer Support & Training | Osprey Academy\",\"url\":\"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/\",\"logo\":{\"@type\":\"ImageObject\",\"inLanguage\":\"en-GB\",\"@id\":\"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/#\/schema\/logo\/image\/\",\"url\":\"https:\/\/support.ospreyapproach.com\/content\/uploads\/sites\/2\/2021\/10\/Osprey-Logo-200px.png\",\"contentUrl\":\"https:\/\/support.ospreyapproach.com\/content\/uploads\/sites\/2\/2021\/10\/Osprey-Logo-200px.png\",\"width\":201,\"height\":61,\"caption\":\"Osprey Approach Customer Support & Training | Osprey Academy\"},\"image\":{\"@id\":\"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/#\/schema\/logo\/image\/\"},\"sameAs\":[\"https:\/\/www.facebook.com\/OspreyApproachUK\/\",\"https:\/\/x.com\/OspreyApproach\",\"https:\/\/www.linkedin.com\/company\/ospreyapproach\",\"https:\/\/www.youtube.com\/channel\/UClARKUq_3YvaK01GPvI6_qA\"]}]}<\/script>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"AML Risk Assessment - Osprey Approach Customer Support & Training | Osprey Academy","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/focused-workflows\/aml-risk-assessment\/","og_locale":"en_GB","og_type":"article","og_title":"AML Risk Assessment - Osprey Approach Customer Support & Training | Osprey Academy","og_description":"This workflow helps you to meet your obligations under The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017. The workflow will prompt the user to analyse both the client and matter risk.  The tasks can be integrated into your existing workflows where needed, or run as a standalone workflow […]","og_url":"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/focused-workflows\/aml-risk-assessment\/","og_site_name":"Osprey Approach Customer Support & Training | Osprey Academy","article_publisher":"https:\/\/www.facebook.com\/OspreyApproachUK\/","article_modified_time":"2024-09-27T14:53:41+00:00","og_image":[{"url":"https:\/\/support.ospreyapproach.com\/content\/uploads\/sites\/2\/2024\/09\/image-1.png","type":"","width":"","height":""}],"twitter_card":"summary_large_image","twitter_site":"@OspreyApproach","twitter_misc":{"Estimated reading time":"4 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/focused-workflows\/aml-risk-assessment\/","url":"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/focused-workflows\/aml-risk-assessment\/","name":"AML Risk Assessment - Osprey Approach Customer Support & Training | Osprey Academy","isPartOf":{"@id":"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/#website"},"primaryImageOfPage":{"@id":"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/focused-workflows\/aml-risk-assessment\/#primaryimage"},"image":{"@id":"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/focused-workflows\/aml-risk-assessment\/#primaryimage"},"thumbnailUrl":"https:\/\/support.ospreyapproach.com\/content\/uploads\/sites\/2\/2024\/09\/image-1.png","datePublished":"2024-09-27T14:50:40+00:00","dateModified":"2024-09-27T14:53:41+00:00","breadcrumb":{"@id":"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/focused-workflows\/aml-risk-assessment\/#breadcrumb"},"inLanguage":"en-GB","potentialAction":[{"@type":"ReadAction","target":["https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/focused-workflows\/aml-risk-assessment\/"]}]},{"@type":"ImageObject","inLanguage":"en-GB","@id":"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/focused-workflows\/aml-risk-assessment\/#primaryimage","url":"https:\/\/support.ospreyapproach.com\/content\/uploads\/sites\/2\/2024\/09\/image-1.png","contentUrl":"https:\/\/support.ospreyapproach.com\/content\/uploads\/sites\/2\/2024\/09\/image-1.png"},{"@type":"BreadcrumbList","@id":"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/focused-workflows\/aml-risk-assessment\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/support.ospreyapproach.com\/"},{"@type":"ListItem","position":2,"name":"Focused Workflows","item":"https:\/\/support.ospreyapproach.com\/focused-workflows\/"},{"@type":"ListItem","position":3,"name":"AML Risk Assessment"}]},{"@type":"WebSite","@id":"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/#website","url":"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/","name":"Osprey Approach Customer Support & Training | Osprey Academy","description":"","publisher":{"@id":"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/#organization"},"potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-GB"},{"@type":"Organization","@id":"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/#organization","name":"Osprey Approach Customer Support & Training | Osprey Academy","url":"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/","logo":{"@type":"ImageObject","inLanguage":"en-GB","@id":"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/#\/schema\/logo\/image\/","url":"https:\/\/support.ospreyapproach.com\/content\/uploads\/sites\/2\/2021\/10\/Osprey-Logo-200px.png","contentUrl":"https:\/\/support.ospreyapproach.com\/content\/uploads\/sites\/2\/2021\/10\/Osprey-Logo-200px.png","width":201,"height":61,"caption":"Osprey Approach Customer Support & Training | Osprey Academy"},"image":{"@id":"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/#\/schema\/logo\/image\/"},"sameAs":["https:\/\/www.facebook.com\/OspreyApproachUK\/","https:\/\/x.com\/OspreyApproach","https:\/\/www.linkedin.com\/company\/ospreyapproach","https:\/\/www.youtube.com\/channel\/UClARKUq_3YvaK01GPvI6_qA"]}]}},"_links":{"self":[{"href":"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/wp-json\/wp\/v2\/pracctice_workflow\/69603","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/wp-json\/wp\/v2\/pracctice_workflow"}],"about":[{"href":"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/wp-json\/wp\/v2\/types\/pracctice_workflow"}],"wp:attachment":[{"href":"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/wp-json\/wp\/v2\/media?parent=69603"}],"wp:term":[{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/wp-json\/wp\/v2\/tags?post=69603"},{"taxonomy":"pracctice_practice_area","embeddable":true,"href":"https:\/\/ospreyapproach2022.wireddemo.co.uk\/support\/wp-json\/wp\/v2\/pracctice_practice_area?post=69603"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}